Email Disclosure
Haws Financial Planning, LLC is an Investment Adviser registered with the State of Arizona. All views, expressions, and opinions included in this communication are subject to change. This communication is not intended as an offer or solicitation to buy, hold or sell any financial instrument or investment advisory services. Any information provided has been obtained from sources considered reliable, but we do not guarantee the accuracy or the completeness of any description of securities, markets or developments mentioned. We may, from time to time, have a position in the securities mentioned and may execute transactions that may not be consistent with this communication’s conclusions. Please contact us via email if there is any change in your financial situation, needs, goals or objectives, or if you wish to initiate any restrictions on the management of the account or modify existing restrictions. Additionally, we recommend you compare any account reports from Haws Financial Planning with the account statements from your Custodian. Please notify us if you do not receive statements from your Custodian on at least a quarterly basis. Our current disclosure brochure, Form ADV Part 2, is available for your review upon request. This disclosure brochure, or a summary of material changes made, is also provided to our clients on an annual basis.
Haws Federal Advisors Website Disclosure
Haws Financial Planning is a registered investment adviser offering advisory services in the State(s) of Arizona and in other jurisdictions where exempted. Registration does not imply a certain level of skill or training. The presence of this website on the Internet shall not be directly or indirectly interpreted as a solicitation of investment advisory services to persons of another jurisdiction unless otherwise permitted by statute. Follow-up or individualized responses to consumers in a particular state by Haws Financial Planning in the rendering of personalized investment advice for compensation shall not be made without our first complying with jurisdiction requirements or pursuant an applicable state exemption.
All written content on this site is for information purposes only. Opinions expressed herein are solely those of Haws Financial Planning, unless otherwise specifically cited. Material presented is believed to be from reliable sources and no representations are made by our firm as to another parties’ informational accuracy or completeness. All information or ideas provided should be discussed in detail with an advisor, accountant or legal counsel prior to implementation.
Neither Haws Federal Advisors or any authors of this website have any affiliation with the Federal Government or any of its agencies.
Haws Financial Planning Website Disclosure
The information on this site is provided “AS IS” and without warranties of any kind either express or implied. To the fullest extent permissible pursuant to applicable laws, Haws Financial Planning, LLC (referred to as “Haws Financial Planning”) disclaims all warranties, express or implied, including, but not limited to, implied warranties of merchantability, non-infringement, and suitability for a particular purpose.
Haws Financial Planning does not warrant that the information will be free from error. None of the information provided on this website is intended as investment, tax, accounting or legal advice, as an offer or solicitation of an offer to buy or sell, or as an endorsement of any company, security, fund, or other securities or non-securities offering. The information should not be relied upon for purposes of transacting securities or other investments. Your use of the information is at your sole risk. Under no circumstances shall Haws Financial Planning be liable for any direct, indirect, special or consequential damages that result from the use of, or the inability to use, the materials in this site, even if Haws Financial Planning or a Haws Financial Planning authorized representative has been advised of the possibility of such damages.
In no event shall Haws Financial Planning, LLC have any liability to you for damages, losses, and causes of action for accessing this site. Information on this website should not be considered a solicitation to buy, an offer to sell, or a recommendation of any security in any jurisdiction where such offer, solicitation, or recommendation would be unlawful or unauthorized.
Privacy Policy
Haws Financial Planning, LLC recognizes that our relationships with current and prospective clients are based on integrity and trust. We work hard to maintain your privacy and to preserve the private nature of our relationship with you. We place the highest value on the information you share with us. Haws Financial Planning will not disclose your personal information to anyone unless it is required by law or at your direction. We will not sell your personal information. Haws Financial Planning will provide this privacy statement to all clients annually. We want our clients to understand what information we collect, how we use it, and how we protect your personal information. Why We Collect Your Information We gather information about you so that we can: Help design and implement the investment and planning related services we provide you; and Comply with the Federal and State laws and regulations that govern us. What Information We Collect and Maintain We may collect the following types of “nonpublic personal information” about you: Information from our initial meeting or subsequent consultations about your identity, such as your name, address, social security number, date of birth, and financial information. Information that we generate to service your financial needs. Information that we may receive from third parties with respect to your financial profile. What Information We Disclose We are permitted by law to disclose nonpublic information about you to unaffiliated third parties in certain circumstances. For example, in order for us to provide planning or investment management services to you, we may disclose your personal information in limited circumstances to various service providers, such as our clearing firm or independent contractors hired by Haws Financial Planning, LLC. “Opting-Out” of Third Party Disclosures: If you do not want your Financial Planner/Financial Adviser to retain copies of your client sensitive information when he or she leaves us to join another firm, you may contact us by emailing info@hawsfinancialplanning.com. Otherwise, Haws Financial Planning, LLC will not disclose any personal information about you or your account(s) unless one of the following conditions is met: We receive your prior written consent; or We have documentation that the recipient is your authorized representative; or We are required by law to disclose information to the recipient Arrangements with companies or independent contractors not affiliated with Haws Financial Planning, LLC will be subject to confidentiality agreements. How We Protect Your Personal Information Privacy has always been important to Haws Financial Planning, LLC. We restrict and limit access to client information only to those who need to carry out their business functions. We educate employees about safeguarding client information and preventing its unauthorized access, disclosure, or use. Employees will be required to acknowledge their acceptance and understanding of the privacy policy in writing. We maintain physical, electronic, and procedural safeguards to protect your confidential personal information.